General Circular No. 001318



To: Heads of State Agencies and Human Resource Directors



Subject: Review Of Civil Service Pay Rules



Issue Date: May 18, 1998





The Department of State Civil Service, in partnership with the Division of Administration and the State's Undersecretaries is beginning a project to review the State's pay rules and policies to decide how we can improve existing pay systems and provide greater flexibility.



As part of that review, we will study agency pay issues and needs in order to get input as to approaches to address these problems. The fact finding part of this project will provide the concrete information needed to select practical pay solutions and thus establish a solid foundation and direction for changes to the classification and/or compensation systems that will impact state government for years to come.



The project will be managed by the Department of State Civil Service with assistance from a consultant with substantial expertise in compensation issues and programs. We will begin with study and analysis of classification and compensation issues and needs by appropriate means, such as questionnaires and focus groups. These groups will cover the diverse segments of State Government including: non supervisory employees, division heads, unclassified executives and Department Secretaries. This effort will identify problem areas as well as appropriate options to solve such problems. Each option will be studied to decide its likelihood of success in addressing the problems identified. Following selection of an option, necessary rules and procedures will be drafted and proposed for consideration by the Civil Service Commission and the Governor.





PROJECT PHASES



1. Assessment of Compensation Issues and Needs



This phase will consist primarily of information gathering and option identification. The Consultant and staff of the Department will gather information for system users on issues and concerns with the existing system. This will be accomplished through individual interviews, focus groups and written questionnaires.



Once the existing system issues are identified, the Consultant and staff of the Department will identify options for addressing them. Consideration will be given to both existing professional practice and principles as well as the likelihood of successful implementation given the existing organizational culture.





2. Selection of Compensation Options



In this phase each option will be assessed to determine its likelihood of success in addressing the problems identified earlier. Input and advice will be solicited from users during this phase to assist the Department and Commission in selecting an option. The consultant and the staff of the Department will take active roles in describing options and identifying the pros and cons of each potential solution.





3. Design/Approval



Once an option is selected, staff of the Department will draft any changes to existing rules and policies necessary to implement the selected option. Input from users will be solicited throughout this phase. Once completed the proposed rule changes will be presented to the Civil Service Commission and the Governor for approval.





4. Implementation Training



Since this project could result in dramatic changes in the amount of flexibility agency managers have in individual pay rate decisions, training will be necessary to ensure successful implementation. Training on the application and use of new compensation program options will be developed and offered to appropriate staff members of the Department of State Civil Service and agency managers and human resource staff members. The Department anticipates using a consultant in this phase to develop training materials and to design and present training sessions.





5. Implementation



The actual implementation of the changes will begin on the effective date of approval of any new rules and procedures. During this phase job specifications and classification policies will be adjusted to the extent necessary to allow agency managers to utilize any revised compensation policies. Implementation will be phased in according to priorities established by the Department of State Civil Service and user agencies.



Projected completion dates for phases four and five could not be established since the amount of time required for both is dependent to a significant degree on the option selected for implementation. Both will begin, however, shortly after completion of the design/approval phase.





PROJECT MANAGEMENT



1. Project Manager



The Department will assign a person to serve as manager of the project. It will be the responsibility of this individual to assure that the project proceeds according to plan and that the Commission, Director, Advisory/Oversight Committee, Steering Committee and others are kept informed of progress and any problems encountered. The person will be responsible for assuring that the consultants are used effectively and fulfill the requirements of the Professional Services Agreements.





2. Advisory/Oversight Committee



The Committee will be composed of Undersecretaries, other agency officials and representatives of the Governors Office and House and Senate Committees. This Committee will provide input to the project team and Consultant concerning time lines and design issues, particularly those related to costs and managerial flexibility. The meeting schedule will be determined by its members.





3. Steering Committee



The Steering Committee will provide input to the project team and consultant on project design and schedule. In addition, it will serve as a sounding board for discussion of major decisions and provide a line of communication back to employees, agency officials, the human resource community and the staff of the Department of State Civil Service. It will be composed of representatives from employee groups, Human Resource Offices, Agency Officials, and the Department of State Civil Service. It will likely meet on a monthly basis.



As you can imagine, a comprehensive review and writing new pay rules will take well over a year to accomplish. During this time we will provide regular updates to keep you informed on the progress of the project.



Sincerely,









Allen H. Reynolds

Director