STATE OF LOUISIANA
DEPARTMENT OF STATE CIVIL SERVICE
BATON ROUGE, LOUISIANA
May 23, 2001
General Circular No. 001437
To: Heads of State Agencies and Human Resource Directors
Subject: Proposed Layoff and Layoff-Related Rule Changes
Issue Date: May 23, 2001
The State Civil Service Commission will hold a public hearing on Wednesday, July 11, 2001 to consider the following layoff and layoff-related rule changes. The hearing will begin at 9:00 a.m. and will be held in the Department of Civil Service, Second Floor Hearing Room, DOTD Annex Building, 1201 Capitol Access Road, Baton Rouge, Louisiana.
Chapter 17, which covers layoff avoidance measures and layoffs, is proposed to be repealed in its entirety. A new Chapter 17 is proposed. It is organized into three sections: 1) layoff avoidance measures, 2) layoffs and 3) post layoff. Both major and minor changes have been made throughout the chapter. Related rule changes are also proposed. Explanations for the major changes in Chapter 17 follow the proposed rule amendments in this General Circular.
The following will be considered at the meeting:
Amend Rule 1.13
1.13 'Department Preferred Reemployment List' means a list of permanent employees who have been laid off or demoted in lieu of layoff. Employees on such a list are given preferential hiring rights in the department or agency affected by a layoff.
Explanation
This amendment clarifies that only permanent status employees go on this list. This proposed amendment removes from eligibility employees who displace laterally in lieu of layoff.
Amend Rule 1.19.1
1.19.1 ‘Layoff Avoidance Measures’ mean actions taken by an appointing authority and approved by the Director and/or the Commission to help prevent a layoff. These include: withholding of merit increases, reductions in work hours and furloughs. Another measure, one not needing Civil Service approval, is the required use of leave during agency closures as stated in Rule 17.1(b).
Explanation
This amendment removes reductions in pay as an avoidance measure, and adds the
measure of required leave during closures.
Amend Rule 1.21.1
1.21.1 'Organizational Unit' for the purposes of layoff and layoff avoidance measures means the area subject to a layoff or layoff avoidance measure, as approved by the Director. It shall normally be one of the following:
(a) - (d) …
Explanation
This amendment adds the words "and layoff avoidance measures" to make it clear that this definition applies to layoff avoidance measures as well as layoffs.
Amend Rule 1.33.02
1.33.02 ‘Reduction in Pay’ means an action taken for disciplinary reasons whereby an employee’s individual pay rate is reduced but the employee remains in the same job.
Explanation
This amendment removes any reference to reduction in pay as a layoff avoidance measure as this measure is proposed to be repealed.
Amend Rule 1.39.2(b)
1.39.2 ‘State Service’ for the purposes of layoff and layoff avoidance measures, means the total length of Classified State Service in the equivalent full-time years, months and days as an employee of a state agency or agencies subject to the following:
(a) …
(b) …
1. - 3. …
4. Any military service that interrupts Classified employment, including military service consisting of active duty in the armed forces of the United States for not more than six years of voluntary service or an indefinite period of involuntary service, subject to the provisions of Rule 17.17.
5. …
6. …7. Periods of time that the layoff avoidance measures stated in Rule 17.1(a) are in effect for full-time employees shall count as full-time employment.
8 - 9 …
(c) …
Explanation
This amendment reflects the new Chapter 17 rule numbers which apply here.
Amend Rule 5.6(c)
5.6 Status of Incumbent When Position is Reallocated
(a) - (b) …
(c) If the duties which caused the reallocation are returned or removed, the incumbent shall be entitled to remain in the position. Subject to the provisions of Rule 17.9(c), if the position is declared a new position, the former shall be deemed abolished and the incumbent shall be removed therefrom by layoff.
Explanation
This amendment reflects the new Chapter 17 rule number which applies here.
Amend Rule 6.4(b)
6.4 Rates of Pay in the Pay Plan Plus Base Supplement
(a) …
(b) Subject to the provisions of Rules 6.11, 6.15, 6.16 and 17.11(a) and (b)2, each employee shall be paid at a rate within the range for the grade to which his position is allocated, or at a rate within the base supplement approved for his position in accordance with the provisions of Rule 6.16(f).
Explanation
This amendment reflects the new Chapter 17 rule number which applies here.
Amend Rule 6.10
6.10 Rate of Pay Upon Demotion.
Subject to the provisions of Civil Service Rules 6.15 and 17.11(a) and (b)2, when an employee is demoted for any reason under any circumstances, his pay shall be reduced as follows:
(a) - (d) …
Explanation
This amendment reflects the new Chapter 17 rule number which applies here.
Amend Rule 6.15(f)
6.15 Red Circle Rates.
…
(a) - (e) …
(f) When an employee is subject to a demotion in a layoff, including a layoff as provided for in Rule 17.9(c), . . .
1. …
2. …
(g) - (h) …
Explanation
This amendment reflects the new Chapter 17 rule number which applies here.
Amend Rule 8.10(a)
8.10 Restricted Appointment.
(a) …
1. It is used only for the following reasons: a) for work of a temporary nature; b) to substitute for another employee; c) pending filling the position in a regular manner, or, d) to address an emergency or work overload situation. An agency shall maintain written justification stating the reason for the temporary appointment. This rule is subject to Rules 17.16(b)4 and 17.26 concerning layoff-related restricted appointments.2. - 7. …
(b) - (e) …
Explanation
This amendment reflects the new Chapter 17 rule numbers which apply here.
Amend Rule 8.14(a)
8.14 Job Appointment.(a) … This rule is subject to Rules 17.16(b)4 and 17.26 concerning layoff-related job appointments.
(b)-(g) …
Explanation
This amendment reflects the new Chapter 17 rule numbers which apply here.
Amend Rule 8.16(d)
8.16 (a) - (c) …
(d) Detail to Special Duty.
1. …
2. … This rule is subject to Rules 17.16(b)4 and 17.26 concerning layoff-related details.
3 - 5 ...
Explanation
This amendment reflects the new Chapter 17 rule numbers which apply here.
Amend Rule 8.27(a)6
8.27 Status of Nonclassified Employees Whose Positions are Declared to be in the State Classified Service or are Acquired by a State Agency
(a) …
1. …
2. …
3. ...
4. ...
5. ...
6. Subject to Rule 17.14, when an agency acquires employees under Rule 8.27 and a layoff results, it shall neither exempt the acquired
employees from a layoff, nor shall the acquisition of these employees prevent the appointment of classified employees from a
Department Preferred Reemployment List.
(b) - (k) …
Explanation
This amendment reflects the new Chapter 17 rule number which applies here.
Amend Rule 9.1(a)3
9.1 Probationary Period(a) …1.-2. …
3. Non-competitive re-employments based on prior service, except as provided in Rules 17.25(a) and 9.3.
…
(b) - (g) …
Explanation
This amendment reflects the new Chapter 17 rule number which applies here.
Amend Rule 11.9(b)
11.9 Enforced Annual Leave(a)…
(b) No employee shall be required to reduce his accrued annual leave to less than 240 hours except:
1. …
2. …
3. if the leave is required during closures in accordance with Rule 17.1(b) as a layoff avoidance measure.
Explanation
This amendment makes clear that annual leave can be enforced for layoff avoidance purposes as stated in Rule 17.1(b), even if it reduces an employee's accrued annual leave below 240 hours.
Amend Rule 12.6(c)
12.6 Non-disciplinary Removals
(a) …
(b) ...
(c) When an employee is removed under this Rule, the adverse consequences of Rules 6.5(c); 7.5(a)7; 8.9(c); 8.13(a)7; 8.15(d); 8.18(d); and (e); 11.18(b) and 17.25(e)4 shall not apply.
Explanation
This amendment reflects the new Chapter 17 rule number which applies here.
REPEAL CHAPTER 17 IN ITS ENTIRETY AND REENACT CHAPTER 17 BELOW
CHAPTER 17
Layoff Avoidance Measures, Layoffs, and Post Layoff
SECTION 1 - LAYOFF AVOIDANCE MEASURES
17.1 Types of Layoff Avoidance Measures
(a) Layoff Avoidance Measures Needing Civil Service Approval
These measures consist of the following: 1) withholding of merit increases, 2) reduction in work hours, and 3) furloughs without pay.
(b) Layoff Avoidance Measure Not Needing Civil Service Approval - Required Annual Leave During Closures
A department or agency, when the efficiency of operations dictates a temporary closure, may require employees to use up to a maximum of ten (10) days of annual leave per calendar year. Employees who have less than thirty (30) days of annual leave may be required to take annual leave under this provision. Employees who have exhausted annual leave shall be placed on leave without pay, but not for more than ten (10) days per calendar year.
17.2 Approval of Layoff Avoidance Measures
(a) A written plan for layoff avoidance measures listed in Rule 17.1(a) shall be submitted to the Director prior to the effective date of the measures. The Director may:
(b) Exceptions, if any, to layoff avoidance rules must be requested in the written plan, with justification. For exceptions, the Director may:
17.3 Uniform Measures
These measures shall apply uniformly to all employees in the affected organizational unit, as defined by Rule 1.21.1. This includes employees on leave, on temporary appointments and those who are hired while the measures are in effect. Exceptions or deviations from uniform measures must be requested according to the provisions of Rule 17.5 and require the Director's approval.
17.4 Notification to Employees
(a) The appointing authority shall, as soon as it is reasonably determined that a layoff avoidance measure is necessary, make a reasonable attempt to notify all employees who could be affected.
(b) Once a layoff avoidance plan is approved by the Director or Commission, it shall be made generally available to the employees who would be affected.
17.5 Exceptions to Regular Measures
For rational business reasons, the appointing authority may request exceptions to these rules. Exceptions that may be requested with justification include the following:
When an appointing authority determines that it is necessary to withhold merit increases of employees in order to avoid or reduce layoffs, his request is subject to the following:
When an appointing authority determines it is necessary to reduce the work hours of employees in order to avoid or reduce layoffs, his request is subject to the following:
(b) Such reductions shall not exceed one period of 12 consecutive months.
(c) The number of work hours reduced for an employee shall not exceed 16 hours per biweekly payroll period.
(d) An affected employee shall be subject to the same leave and overtime rule provisions as apply to employees on regular, part-time status. Any hours worked over the employee's reduced workweek shall be compensated with compensatory leave earned at the hour for hour rate. Hours which exceed a 40-hour workweek shall be compensated at the time and one-half rate if required by the Fair Labor Standards Act.17.8 Furlough without Pay
When an appointing authority determines that it is necessary to furlough employees without pay to avoid or reduce layoffs, his request is subject to the following:
SECTION 2 – LAYOFFS
17.9 Types of Layoffs; Notice to Director and Approval Required for Each
(a) Layoffs involving permanent employeesIn layoffs involving probational employees only, the appointing authority shall provide written notice to the Director of such layoffs prior to the effective date.
Layoffs that result when a new, lower position is established for an encumbered position, resulting in the abolishment of the old encumbered position, require prior approval of the Director. A written explanation of the circumstances of this action shall be submitted to the Director. At the Director's discretion, the agency may be required to conduct a regular layoff or the Director may permit the affected employee to be demoted in lieu of layoff to the new position.
(a) For layoffs involving permanent employees, the following notices are required:
(c) When it is determined that a new lower position exists and the old encumbered position must be abolished, the appointing authority shall notify the affected employee in a manner consistent with the Director's approval of his layoff. Notification for a regular layoff shall be in compliance with subsection (a) of this rule, or, if the employee is demoted in lieu of layoff to the new position, he shall be notified of his eligibility for the department preferred reemployment list.
17.11 Pay Upon Demotion (Downward Displacement) for Different Types of Layoffs
(a) Non-budgetary LayoffsFor primarily non-budgetary layoffs, no pay reductions shall occur when employees are displaced to lower jobs. This is subject to those situations involving base supplement addressed in Rule 6.15(f).
For layoffs caused primarily for budgetary reasons, the appointing authority may choose one option as follows:
OR
When a new lower position for an encumbered position is established in accordance with Rule 17.9(c), the employee's pay shall not be reduced in the resulting demotion in lieu of layoff, subject to those situations involving base supplement addressed in Rule 6.15(f).
17.12 Changes in Allocations and Effect This Has on Layoff
So that displacement offers will not have to be redone, a layoff shall not be affected by any changes in allocations for affected positions after the layoff plan is received at Civil Service, regardless of the effective date of the allocation.
The following shall be responsibilities of any employee affected in a layoff. This includes employees who are on leave, on detail to special duty, and on temporary interdepartmental assignment.
The layoff plan shall include, but not necessarily be limited to, the following:
Beginning the date the Director approves the layoff plan, no appointments shall be made in the affected department to job titles abolished in the layoff or to equivalent or lower jobs in those career fields and commuting areas, except that job offers made prior to this approval date may be honored. This freeze on appointments shall end upon the establishment of the Department Preferred Reemployment List.
Exceptions to the appointment freeze not needing Director's approval include the following:
17.17 Special Provisions for Veterans in Layoffs
17.18 Domicile for Displacement Purposes
17.19 Displacement Rights
(a) Employees with No Displacement Rights
The following employees have no displacement rights, and may be displaced in any order (neither group has any preference over the other):
(b) Employees Who Have Displacement Rights
Displacement rights shall be granted to permanent employees whose two most recent official performance evaluation ratings include at least one rating of "Meets Requirements" or higher. A re-rating is counted as one of the two most recent ratings.
An employee shall NOT have the right to displace:
Employees who displace into another position shall retain permanent status, even if they displace a non-permanent employee who occupies an ongoing position such as one allocated in the department’s Table of Organization.
Exceptions to this are as follows:
17.20 Factors Affecting Displacement Offers
17.21 Accommodation for Permanent Employees When No Displacement Offer Exists
When there is no ongoing position, such as one within the department’s Table of Organization which can be offered, the agency may end job and/or restricted appointments of employees who occupy temporary positions which are not ongoing, and may use the position(s) to re-hire, without a break in service, a permanent employee who was laid off. The rehired employee may be rehired in job or restricted appointment status. If used, this accommodation must be granted first to the most senior employee who is being laid off within the affected job.
1. Offers When Layoff is Limited to Career Field
2. Offers When Layoff is NOT Limited to Career FieldSubject to Rules 17.19 and 17.20, affected eligible employees shall be given the first available job offer of an ongoing position, such as one in the agency's Table of Organization, as listed below.
a. a position with the same job title
b. an equivalent position in the career field
c. the next lower position available in the career fieldIf the appointing authority has chosen to offer vacancies and/or positions occupied by non-permanent employees outside the career field, then the employee shall have the choice of:
OR
3. Offers Incorporating Performance Ratings
When using this method of making displacement offers, the appointing authority shall use the method stated in either subsection (c)1 or (c)2 of this rule, subject to the following:
17.23 Methods of Breaking Ties
In case of ties in displacement ranking, the following shall apply:
(a) Permanent employees who have veterans' preference as referred to in Rule 7.11 and whose length of state service and performance ratings are at least equal to those of other competing employees shall be retained in preference to all other competing employees.
(b) If subsection (a) of this rule does not apply, the remaining methods of breaking ties shall be: 1) based on the most recent performance ratings, 2) by length of service in the position, or 3) by length of service in the department. If none of these breaks the tie, the appointing authority may use any non-discriminatory method he chooses.
SECTION 3 - POST LAYOFF
17.24 Reporting Requirement after Layoff
The appointing authority shall report to the Director in writing within 15 calendar days from the effective date of the layoff, all personnel actions taken relative to the layoff. This report shall indicate employees who were non-permanent status at the time of layoff as well as those whose two most recent official performance ratings (includes a re-rating) were "Needs Improvement" and/or "Poor." The report shall include information for each affected employee as required in the State Personnel Manual.
17.25 Department Preferred Reemployment List
(a) The Department Preferred Reemployment List is a list of names of permanent employees who have been laid off or demoted in lieu of layoff. Employees on such a list shall be given preferential hiring rights for their department or agency subject only to the exceptions stated in Rule 17.26. Such employees shall be appointed with permanent status, except for reemployment into a position which must be filled with a probational appointment under Rule 8.10.1. Upon appointment from this list, the employee's pay shall be set in accordance with Rule 6.5.1.(b) Only employees who have displacement rights (and those in probational status as a result of Rule 8.10.1) who have been laid off or demoted in lieu of layoff shall be eligible for this list. Eligibility shall be limited to:
(c) Employees not eligible for this list include the following:
(d) Employees shall be ranked in the order of length of state service they had at the time of the layoff. The employee with the most state service for a given job and parish shall be given the first offer. Those tied shall be considered as having the same ranking.
(e) An employee's name will be removed from the applicable list(s) when:
17.26 Exceptions to Hiring from the List(f) If the employee's job has undergone a change in the minimum qualification requirements or title or pay range (including one that has changed upward) since the layoff, at the request of the employee, he may have his name placed on the list for the newly revised job title and equivalent and lower level jobs in his career field. He shall not be required to meet the new qualifications if sufficient evidence is presented to the Director to show, as determined by the Director, that he is returning to a job having essentially the same duties he was performing when affected by the layoff. The exception to this is if the lacking qualification is one required by law or under a recognized accreditation program.
If there is a department preferred reemployment list, the employee who is first on the list shall be hired first, except when a position is filled by: 1) reinstatement; 2) internal demotion; 3) restoration of an employee returning from military service under Rule 8.19; or 4) restricted or job appointment, use of a temporary staffing services employee, and details to special duty, none of which shall exceed three months beyond the effective date of layoff.
Restricted or job appointments which exceed three (3) months past the effective date of layoff shall first be offered to the first person on the list. If the person accepts or declines such a temporary appointment, his name shall remain on the list for permanent appointments.
The Department of Civil Service shall establish a Layoff Referral List of permanent employees actually laid off, i.e., separated from state service. Agencies shall not be required to hire from this list, but may use the list as an aid for recruiting. Employees shall be placed on this list only for those job titles for which they are also on the Department Preferred Reemployment List and shall remain on this list for one year past the effective date of their layoff. Placement on this list gives laid off employees no special rights or eligibilities beyond the regular noncompetitive reemployment eligibility stated in Rule 8.18. The Department of Civil Service shall establish procedures to administer this list.
For rational business reasons, after a layoff an appointing authority may move an employee from one position to another position for which he qualifies in the same pay grade, as long as such movement does not circumvent the Department Preferred Reemployment List.
EXPLANATIONS FOR RULE CHANGES
SECTION 1 - LAYOFF AVOIDANCE MEASURES:
SECTION 2 - LAYOFFS:
1. Length of service limited to career field; 2. Length of service not limited to career field (can displace into vacancies and positions filled by non-permanent employees outside the career field); and 3. the incorporation of PPR ratings, which can only be used by those agencies whose incidence of "Unrated" ratings is 10% or less (see "f" below).
SECTION 3 – POST LAYOFF:
a. An employee is not eligible to be on the list if his two most recent ratings were "Poor" and/or "Needs Improvement." This includes a re-rating.b. Employees who displace laterally will not be eligible for the list. The list will be limited only to those laid off or demoted.
Persons interested in making comments relative to these proposals may do so at the public hearing or by writing to the Director of Civil Service at Post Office Box 94111, Baton Rouge, Louisiana 70804-9111. If any accommodations are needed, please notify us prior to the meeting.
Sincerely,
Allen H. Reynolds
Director